DIRECT INVESTMENT NOTES
No.NoteCUSIP
#1 Direct Investment Notes, due December 7, 2016  (Linked to the November 2015 RBC Capital Markets U.S. Equity Top Picks List) 78012KHV2
#2 Direct Investment Notes, due January 6, 2017  (Linked to the Secular Growth Basket) 78012KKC0
#2 Direct Investment Notes, due February 7, 2017 (Linked to the Top 30 Global Ideas for 2016 ) 78012KKH9
#4 Direct Investment Notes, due April 7, 2017 (Linked to the March 2016 RBC Capital Markets U.S. Equity Top Picks List) 78012KLV7
#9

Direct Investment Notes, due September 8, 2017 (Linked to the August 2016 RBC Capital Markets U.S. Equity Top Picks )

78012KSG3

#10

Direct Investment Notes, due September 8, 2017 (Linked to 25 Common Equity Securities)

78012KSV0

#11

Direct Investment Notes, due December 8, 2017 (Linked to the November 2016 RBC Capital Markets U.S. Equity Top Picks List)

78012KVJ3

#13

Direct Investment Notes, due February 7, 2018 (Linked to 20 Common Equity Securities)

78012KXQ5

#14

Direct Investment Notes, due March 8, 2018 (Linked to the February 2017 RBC Capital Markets U.S. Equity Top Picks List)

78012KZU4

#15

Direct Investment Notes, due April 9, 2018 (Linked to the March 2017 RBC Capital Markets U.S. Equity Top Picks List)

78012KD61

#16

Direct Investment Notes, due May 8, 2018 (Linked to the April 2017 RBC Capital Markets U.S. Equity Small Cap Focus List)

78013GDR3

#17

Direct Investment Notes, due June 8, 2018 (Linked to the May 2017 RBC Capital Markets U.S. Equity Small Cap Focus List)

78013GDY8

#18

Direct Investment Notes, due July 10, 2018 (Linked to the June 2017 RBC Capital Markets U.S. Equity Top Picks List)

78013GEJ0