RBC Capital Markets, LLC: MSRB Rule G-10 Disclosure

In accordance with the Municipal Securities Rulemaking Board (MSRB) Rule G-10, RBC Capital Markets, LLC (RBCCM) is providing this disclosure electronically for its customers who effected or hold a municipal securities position and qualifies as a sophisticated municipal market professionals under MSRB Rule D-15. 

  • RBCCM is registered with the U.S. Securities and Exchange Commission and the MSRB.
  • The MSRB website is http://www.msrb.org/. The website provides a link to an investor brochure that describes the MSRB rule’s protections and how to file a complaint with an appropriate regulatory authority.

If you have questions, please contact your RBCCM representative.