RTS 28

Royal Bank of Canada - LEI: ES7IP3U3RHIGC71XBU11

• Interest Rate Derivatives: (ii) Swaps, forwards, and other interest rates derivatives

In respect of all other classes of financial instrument traded by Royal Bank of Canada in respect of the period from 01 January 2018 to 31 December 2018, we have concluded that the reporting duty under RTS 28 does not apply. This is in accordance with the rationales outlined in Annex 2 of the Information on the RBCCM Europe Best Execution Policy.

RBC Europe Limited - LEI: TXDSU46SXBWIGJ8G8E98

• Equities – Shares & Depositary Receipts: (i) Tick size liquidity bands 5 and 6
• Interest Rate Derivatives: (i) Futures and options admitted to trading on a trading venue
• Debt instruments: (i) Bonds
• Securitized Derivatives: (i) Warrants and Certificate Derivatives

In respect of all other classes of financial instrument traded by RBC Europe Limited in respect of the period from 01 January 2018 to 31 December 2018, we have concluded that the reporting duty under RTS 28 does not apply. This is in accordance with the rationales outlined in Annex 2 of the Information on the RBCCM Europe Best Execution Policy.