RTS 27 Reports – Q1 2020

Asset Classes

Table #

Reference

Cash Bonds, Vanilla OTC Derivatives, FX Forwards, FX Swaps, Structured Notes, Deposits, Certificates, Warrants, Bespoke OTC Derivatives and Commodity Options

1-4, 6 and 9

https://www.traxapa.com/apa-publication/index.html#/rts27

5

Cost Information

7 and 8

N/A

Asset Classes

Table #

Reference

Cash Bonds, Vanilla OTC Derivatives, FX Forwards, FX Swaps, Structured Notes, Deposits, Certificates, Warrants, Bespoke OTC Derivatives and Commodity Options

1-4, 6 and 9

https://www.traxapa.com/apa-publication/index.html#/rts27

5

Cost Information

7 and 8

N/A

Cash Equities and Exchange-Traded Funds

1

Venue Identification Information

2

Financial Instrument Identification Information

3

Price Information

4

Price Information

5

Cost Information

6

Likelihood of Execution Information

7

Likelihood of Execution Information

8

Additional Information

9

N/A

Asset Classes

Table #

Reference

Cash Bonds

1-4, 6 and 9

https://www.traxapa.com/apa-publication/index.html#/rts27

5

Cost Information

7 and 8

N/A