RTS 27 Reports - Q2 2019

Asset Classes

Table #

Reference

Cash Bonds, Vanilla OTC Derivatives, FX Forwards, FX Swaps, Structured Notes, Deposits, Certificates, Warrants, Bespoke OTC Derivatives and Commodity Options

1-4, 6 and 9

https://www.traxapa.com/apa-publication/index.html#/rts27

5

Cost Information

7 and 8

N/A

Asset Classes

Table #

Reference

Cash Bonds, Vanilla OTC Derivatives, FX Forwards, FX Swaps, Structured Notes, Deposits, Certificates, Warrants, Bespoke OTC Derivatives and Commodity Options

1-4, 6 and 9

https://www.traxapa.com/apa-publication/index.html#/rts27

5

Cost Information

7 and 8

N/A

Cash Equities and Exchange-Traded Funds

1

Market Information Type of Execution Venue

2

Instrument Identifier

3

Price Intra Day Price Information

4

Price Information

5

Cost Information

6

Likelihood of Execution by Instrument

7

Likelihood of Execution Additional Information

8

Additional Information by Continuous Auction Book and Continuous Quote Driven Execution Venues

Asset Classes

Table #

Reference

Cash Bonds

1-4, 6 and 9

https://www.traxapa.com/apa-publication/index.html#/rts27

5

Cost Information

7 and 8

N/A