Futures Commission Merchant Disclosures

U.S. Disclosure Statements

RBC Capital Markets, LLC is a member of NFA and is subject to NFA’s regulatory oversight and examinations. However, you should be aware that NFA does not have regulatory oversight authority over underlying or spot virtual currency products or transactions or virtual currency exchanges, custodians, or markets.

European Futures & OTC Clearing Regulatory Disclosures

U.S. FCM Financial Disclosures & Statements

RBC Capital Markets, LLC is a registered futures commission merchant (“FCM”) subject to the Commodity Exchange Act and Commodity Futures Trading Commission (“CFTC”) regulations. The funds you deposit with an FCM may be invested by the FCM in certain types of financial instruments that have been approved by the CFTC for the purpose of such investments. Permitted investments are listed in CFTC Regulation 1.25 and include: U.S. government securities; municipal securities; money market mutual funds; and certain corporate notes and bonds. The FCM may retain the interest and other earnings realized from its investment of customer funds. You should be familiar with the types of financial instruments an FCM may invest customer funds in. This information may be obtained from the NFA.

Additional financial information on all FCMs is available from the CFTC.